Compliance Transformation Conference
Building Trust and Driving Competitive Advantage Optimizing resources while avoiding risks and penalties
May 3, 2023
9:00 AM – 4:00 PM EDT
George Brown College
Registration is Limited
PRESENTED BY
Who Should Attend
Compliance & Risk Management Professionals
Corporate Legal Counsel
Internal & External Auditors
Senior Corporate & Government executives
Finance & Accounting Management
Lawyers, Consultants & Advisors
Agenda
- WHAT THE CONFERENCE IS ABOUT
- Transforming your compliance function
- Maximizing the value of your regulatory activities
- Prioritizing your most critical risks
- AI, Data analytics, predictive analysis
- Adopting technology-enabled, data-driven solutions
- Streamlining labour-intensive and manual processes
- Improving employee engagement while saving time & reducing costs
Speakers
Keri Bush, Senior Vice President, Global Head of Compliance, CI Financial
Keri is Senior VP Global Head of Compliance, CI Capital. Responsible for development and oversight of compliance, privacy, financial crimes, and conduct risk management for CI Capital globally.
Josephine (Jo) Chan, Chief Compliance Officer, Bullwealth Panel
Jo is Chief Compliance Officer, Bullwealth. She has over 15 years of wealth advisory and investment management experience. She was an investment analyst at Ernst & Young's Investment Advisory ervices, an investment analyst at Mercer Investment Consulting and an Assistant Portfolio Manager at Jarislowsky Fraser Limited. Jo is responsible for the firm’s compliance policies and procedures, and ensures they maintain compliance with all securities regulations.
Rhonda Goldberg, Executive VP and General Counsel, IGM Financial Inc
Rhonda is the Executive Vice-President, General Counsel for IGM Financial Inc. Rhonda is responsible for overseeing the legal and regulatory affairs functions of MacKenzie investments, Investors Group and Investment Planning Counsel.
Rhonda brings an in-depth knowledge of the legal and regulatory environment and financial services industry with over 20 years of legal experience. Previously, Rhonda held senior positions at the Ontario Securities Commission (OSC) and was a member of the OSC’s executive management team and Director, Investment Funds and Structured Products, from 2010-2015.
Camille Glover, Vice President Compliance, Investment Management Corporation of Ontario
Camille is Vice President Compliance, Investment Management Corporation of Ontario (IMCO). In her role, Camille provides leadership and direction in the management of compliance policies, helps build and enhance Investment Management Corporation of Ontario compliance framework, and provide guidance and support to the organization in the development, implementation and maintenance of effective compliance programs.
Jonathan Moncrieff, Global Chief Compliance Officer, Fiera Capital
Jonathan is Fiera Capital’s Global Chief Compliance Officer. In this capacity, Jonathan is responsible for developing and managing the firm’s compliance program and strategy on a global basis for overseeing the the program’s implementation throughout the jurisdictions in which Fiera operates.
Jonathan is also a member of the firm’s Public Markets Management Committee, Private Markets Management Committee and Global Private Wealth Management Committee.
Bryan Tamblyn, Chief Compliance Officer, Chief AML Officer, Chief Privacy Officer, Cidel
As Chief Compliance Officer of Cidel Bank Canada, Cidel Trust Company and Cidel Asset Management, Bryan is responsible for managing the firm’s compliance and AML programs. He has 15 years of industry experience in compliance and risk management. Prior to joining Cidel, Bryan was the Chief Compliance Officer for UBS Bank (Canada).
He holds the Fellow of the Canadian Securities Institute and the Chartered Investment Manager designations and is a Certified Anti-Money Laundering Specialist. Bryan is a Board Director for the UHN Foundation and a member of its Investment Committee.